Min (SFC:BJD809) Cai
蔡閩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Min (SFC:BJD809) Cai (蔡閩), a licensed former licensee with CE reference BJD809. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-21 | 2023-03-27 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-21 | 2023-03-27 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-10-21 | 2023-03-27 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-18 | 2022-09-02 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-02-18 | 2022-09-02 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-21 | 2022-09-02 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-29 | 2018-12-14 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-06 | 2017-09-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-06 | 2017-09-29 |