Xulin Chen
陳旭臨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xulin Chen (陳旭臨), a licensed former licensee with CE reference BJD412. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-03 | 2024-11-19 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-09-03 | 2024-11-19 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-03 | 2024-11-19 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-09 | 2018-07-31 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-09 | 2018-07-31 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-01-09 | 2018-07-31 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-19 | 2017-09-07 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-19 | 2017-09-07 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-04-19 | 2017-09-07 |