Daryl Jon Harding
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daryl Jon Harding, a licensed former licensee with CE reference BJC544. This person has 0.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2018-01-09 | 2018-07-01 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2018-01-09 | 2018-07-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2017-02-20 | 2017-02-24 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2017-02-20 | 2017-02-24 |