Yuan (SFC:BJB569) Yue
岳圓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan (SFC:BJB569) Yue (岳圓), a licensed former licensee with CE reference BJB569. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-27 | 2022-06-10 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-27 | 2022-06-10 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-02-13 | 2017-07-31 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-02-13 | 2017-07-31 |