Alan Richard Divers
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Richard Divers ( ), a licensed former licensee with CE reference BIZ926. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-03-08 | 2018-03-15 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2018-03-08 | 2018-03-15 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-02-16 | 2017-03-03 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-02-16 | 2017-03-03 |