Siu Hong Mok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Hong Mok (莫少航), a licensed Responsible Officer with CE reference BIY801. Currently licensed at 1 firm(s): Surge Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Surge Investment Management Limited 滔湧資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2026-03-17 | present |
| Surge Investment Management Limited 滔湧資本管理有限公司 |
RO | Type 4 - Advising on securities | 2026-03-17 | present |
| Surge Investment Management Limited 滔湧資本管理有限公司 |
RO | Type 9 - Asset management | 2026-03-17 | present |
| Goldbridge Securities Limited 金橋證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-08-27 | 2026-01-19 |
| Goldbridge Securities Limited 金橋證券有限公司 |
RO | Type 4 - Advising on securities | 2019-08-22 | 2026-01-19 |
| Goldbridge Securities Limited 金橋證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-19 | 2019-08-27 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Hong Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jianwen Fu | Goldbridge Securities Limited | 2019–2024 |
| Qian Zhou | Goldbridge Securities Limited | 2020–2025 |
| Lo Fung Hung | Goldbridge Securities Limited | 2017–2020 |
| Wai Hung Tony To | Goldbridge Securities Limited | 2017–2022 |
| Mao Ding | Goldbridge Securities Limited | 2023–2026 |
| Botao Zhan | Goldbridge Securities Limited | 2021–2023 |
| Sijian Liang | Goldbridge Securities Limited | 2022–2024 |
| Phyllis Dawn | Goldbridge Securities Limited | 2024–2026 |
| Chi Hong Tang | Surge Investment Management Limited | 2026–present |
| Kai Po Lai | Goldbridge Securities Limited | 2023–2024 |
| Qi Lin | Goldbridge Securities Limited | 2025–2026 |