Maggie H W Yu
余曉樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maggie H W Yu (余曉樺), a licensed former licensee with CE reference BIY639. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-23 | 2017-11-14 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-23 | 2017-11-14 |