Vanessa Law
羅嘉麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vanessa Law (羅嘉麗), CE reference BIY620. Currently licensed at 1 firm(s): Citadel Asia Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citadel Asia Limited | Rep | Type 9 — Asset management | 2023-07-31 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2018-10-08 | 2023-06-01 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 2 — Dealing in futures contracts | 2018-10-08 | 2023-06-01 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2018-10-08 | 2023-06-01 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-20 | 2018-09-07 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-01-20 | 2018-09-07 |