Gregory Hauston Poole
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gregory Hauston Poole ( ), a licensed former licensee with CE reference BIW523. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-05-24 | 2024-05-31 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2020-01-13 | 2020-01-17 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-10-31 | 2019-11-06 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-01-07 | 2019-01-11 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-10-25 | 2018-11-02 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-01-04 | 2018-01-12 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-10-19 | 2017-10-27 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-01-09 | 2017-01-13 |