Kwok Yan (SFC:BIW301) Chiu
趙國殷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Yan (SFC:BIW301) Chiu (趙國殷), a licensed former licensee with CE reference BIW301. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-17 | 2017-08-17 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-17 | 2017-08-17 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-01-17 | 2017-08-17 |