Xiruo Xiao
肖西若
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiruo Xiao (肖西若), a licensed former licensee with CE reference BIW247. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-21 | 2021-01-12 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-18 | 2021-01-12 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-01-18 | 2021-01-12 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-09 | 2018-11-09 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-09 | 2018-11-09 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-01-09 | 2018-11-09 |