Han (SFC:BIV459) Xiao
肖涵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Han (SFC:BIV459) Xiao (肖涵), a licensed former licensee with CE reference BIV459. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-28 | 2017-07-07 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-12-28 | 2017-07-07 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-12-28 | 2017-07-07 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-12-28 | 2017-07-07 |