Arie Jacobus Kapteijn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arie Jacobus Kapteijn ( ), a licensed former licensee with CE reference BIV026. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-12-15 | 2025-12-19 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-05-23 | 2025-06-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-01-13 | 2025-01-16 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-05-24 | 2024-05-29 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-05-25 | 2023-06-01 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-01-05 | 2023-01-11 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-09-05 | 2019-09-10 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-12-03 | 2018-12-07 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-05-24 | 2018-05-30 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-09-15 | 2017-09-21 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-01-09 | 2017-01-13 |