Ka Chun (SFC:BIS737) Tam
譚嘉俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chun (SFC:BIS737) Tam (譚嘉俊), a licensed former licensee with CE reference BIS737. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-26 | 2020-02-27 |
| CLC Futures Limited 創僑期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-08-26 | 2020-02-27 |
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-26 | 2020-02-27 |
| CLC Futures Limited 創僑期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-08-26 | 2020-02-27 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-17 | 2018-07-13 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-13 | 2017-02-18 |