Yang Xia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Xia (夏揚), a licensed Representative with CE reference BIR052. Currently licensed at 2 firm(s): Haitong International Securities Company Limited, Haitong International Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 5.6 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-04-17 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2026-04-17 | present |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-04-17 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-23 | 2023-11-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-23 | 2023-11-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-08-23 | 2023-11-26 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-04 | 2020-10-23 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-04-04 | 2020-10-23 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-01 | 2017-06-16 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-12-01 | 2017-06-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yang Xia during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.