Robert R Griffin

CE No. BIR006 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert R Griffin, a licensed former licensee with CE reference BIR006. This person has 1.8 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Janus Henderson Investors Hong Kong Limited
駿利亨德森投資香港有限公司
Rep Type 1 - Dealing in securities 2016-12-30 2018-10-05
Janus Henderson Investors Hong Kong Limited
駿利亨德森投資香港有限公司
Rep Type 4 - Advising on securities 2016-12-30 2018-10-05

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Robert R Griffin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kit Sum Lee Janus Henderson Investors Hong Kong Limited 2016–2018
Joby Sze Lam Ho Janus Henderson Investors Hong Kong Limited 2016–2018
Dusan Zivkovic Janus Henderson Investors Hong Kong Limited 2016–2018
Ross Daniel Pienaar Janus Henderson Investors Hong Kong Limited 2016–2018
Phillip Brent Gronniger Janus Henderson Investors Hong Kong Limited 2016–2018
Stephen Scott Goldman Janus Henderson Investors Hong Kong Limited 2016–2018
Alex Albin Roitz III Janus Henderson Investors Hong Kong Limited 2016–2018
Hugh Frederick Decatur Spencer Janus Henderson Investors Hong Kong Limited 2016–2018
Wan Shan Cheung Janus Henderson Investors Hong Kong Limited 2016–2018
Kumar Narayan Palghat Janus Henderson Investors Hong Kong Limited 2016–2018
Adam David Schor Janus Henderson Investors Hong Kong Limited 2016–2018
Christopher Straughan Justice Janus Henderson Investors Hong Kong Limited 2016–2018
Zheng Li Janus Henderson Investors Hong Kong Limited 2016–2018
Yuen Ching Lei Janus Henderson Investors Hong Kong Limited 2017–2018
See Man Fong Janus Henderson Investors Hong Kong Limited 2017–2018
Jovi Chi Wing Wong Janus Henderson Investors Hong Kong Limited 2016–2018
Timothy Alan Gibson Janus Henderson Investors Hong Kong Limited 2017–2018
Richard John Russell Brown Janus Henderson Investors Hong Kong Limited 2017–2018
Alexander Jonathan Henderson Janus Henderson Investors Hong Kong Limited 2017–2018
Eva Tsun Ying Tsui Janus Henderson Investors Hong Kong Limited 2016–2017
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