Yuting Lu
盧宇婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuting Lu (盧宇婷), a licensed former licensee with CE reference BIO895. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2019-08-08 | 2024-08-21 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2019-08-08 | 2024-08-21 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2019-08-08 | 2024-08-21 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-18 | 2019-04-12 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-11-18 | 2019-04-12 |