Tianbo Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tianbo Yu ( ), a licensed former licensee with CE reference BIO480. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2020-07-27 | 2022-08-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-31 | 2018-12-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2016-11-22 | 2017-08-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2016-11-22 | 2017-08-12 |