Ellen Grace Maxton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ellen Grace Maxton ( ), a licensed former licensee with CE reference BIN464. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2018-08-01 | 2019-08-02 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2018-08-01 | 2019-08-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2017-07-21 | 2017-07-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-11-15 | 2016-11-18 |