Jonsy Yau
邱麗雅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonsy Yau (邱麗雅), a licensed former licensee with CE reference BIM930. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Growth Futures Limited 志昇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-03 | 2019-01-15 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-10 | 2019-01-15 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-28 | 2017-08-31 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-18 | 2017-04-21 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-11-18 | 2017-04-21 |