Timothy James Samuel Plumbe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy James Samuel Plumbe ( ), a licensed former licensee with CE reference BIM306. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-10-17 | 2025-10-22 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-06-13 | 2025-06-18 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-10-18 | 2024-10-23 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-10-10 | 2019-10-16 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-10-25 | 2018-10-30 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-11-08 | 2016-11-12 |