Wai Ho (SFC:BIJ840) Lau
柳蔚濠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ho (SFC:BIJ840) Lau (柳蔚濠), a licensed former licensee with CE reference BIJ840. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-28 | 2020-05-06 |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-02-28 | 2020-05-06 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-20 | 2018-10-06 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-08-02 | 2018-10-06 |
| Veda Capital Limited 智略資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-11-28 | 2017-03-31 |