Wen-Kai Yeh
葉文凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen-Kai Yeh (葉文凱), a licensed former licensee with CE reference BIJ819. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-12-22 | 2019-01-01 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2017-12-22 | 2019-01-01 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-20 | 2019-01-01 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-20 | 2019-01-01 |