Richard James Heyes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard James Heyes ( ), a licensed former licensee with CE reference BIJ198. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2026-03-09 | 2026-03-13 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-10-31 | 2025-11-07 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-03-07 | 2025-03-14 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-10-25 | 2024-11-01 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-03-11 | 2024-03-15 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-03-07 | 2023-03-10 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-10-24 | 2019-10-31 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-10-26 | 2018-11-02 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-01-18 | 2018-01-26 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-08-17 | 2017-08-29 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-10-20 | 2016-10-28 |