Samuel See Wai Lee
李思維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel See Wai Lee (李思維), a licensed Representative with CE reference BIH474. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-20 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-20 | 2024-01-22 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-03 | 2017-12-14 |