Ka Yi Lau
劉嘉怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yi Lau (劉嘉怡), a licensed former licensee with CE reference BIG902. This person has 4.1 years of SFC licence history. Total licence records on file: 11.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-21 | 2022-04-28 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-05-21 | 2022-04-28 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2020-12-08 | 2021-01-11 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-12-08 | 2021-01-11 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-08-01 | 2020-11-22 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-29 | 2020-11-22 |
| GCINT Limited 金禧國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-05 | 2019-02-03 |
| GCINT Limited 金禧國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-14 | 2019-02-03 |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-12-19 | 2018-05-10 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-15 | 2018-05-10 |
| Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-11-15 | 2017-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Yi Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.