Kexiong Han
韓克雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kexiong Han (韓克雄), a licensed Representative with CE reference BIG730. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-18 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-08-18 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-18 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-20 | 2020-07-08 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-20 | 2020-07-08 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-24 | 2017-11-01 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-23 | 2017-11-01 |