Richard Mark Semark
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Mark Semark, a licensed former licensee with CE reference BIG719. This person has 0.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-06-12 | 2017-06-16 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-06-02 | 2017-06-09 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-09-30 | 2016-10-08 |