Amy Lin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Amy Lin ( ), a licensed former licensee with CE reference BIG433. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-08-17 | 2023-08-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-08-17 | 2023-08-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2021-08-17 | 2023-08-07 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2021-08-17 | 2023-08-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2021-08-17 | 2023-08-07 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2021-08-17 | 2023-08-07 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-22 | 2021-05-28 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-22 | 2021-05-28 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-09-22 | 2021-05-28 |