Jackie Shu Min Chia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jackie Shu Min Chia ( ), a licensed former licensee with CE reference BIG318. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-06-06 | 2017-06-09 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-06-06 | 2017-06-09 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-12-01 | 2016-12-06 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-12-01 | 2016-12-06 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-09-23 | 2016-10-01 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-09-23 | 2016-10-01 |