Jackie Shu Min Chia

CE No. BIG318 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jackie Shu Min Chia (), a licensed former licensee with CE reference BIG318. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2017-06-06 2017-06-09
UBS Securities Asia Limited Rep Type 2 - Dealing in futures contracts 2017-06-06 2017-06-09
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2016-12-01 2016-12-06
UBS Securities Asia Limited Rep Type 2 - Dealing in futures contracts 2016-12-01 2016-12-06
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2016-09-23 2016-10-01
UBS Securities Asia Limited Rep Type 2 - Dealing in futures contracts 2016-09-23 2016-10-01

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