King Wai Chow
周景慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Wai Chow (周景慧), a licensed former licensee with CE reference BIG312. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avenue Investment Management Limited 道信投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-31 | 2020-03-31 |
| Avenue Investment Management Limited 道信投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-31 | 2020-03-31 |
| Avenue Investment Management Limited 道信投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-28 | 2020-03-31 |
| Avenue Investment Management Limited 道信投資管理有限公司 |
RO | Type 4 — Advising on securities | 2019-08-28 | 2020-03-31 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-04-02 | 2019-08-27 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 9 — Asset management | 2017-11-13 | 2019-08-27 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-13 | 2019-08-27 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-13 | 2019-08-27 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-13 | 2019-08-27 |
| Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-30 | 2017-09-03 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-23 | 2016-12-30 |