Yuk Yu Yan
嚴昱瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Yu Yan (嚴昱瑜), a licensed former licensee with CE reference BIG068. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-14 | 2018-06-29 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-14 | 2018-06-29 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-10-14 | 2018-06-29 |