Wei Ning Rachael Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei Ning Rachael Tan ( ), a licensed former licensee with CE reference BIE894. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2026-02-09 | 2026-02-16 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2020-02-03 | 2020-02-06 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-03-05 | 2019-03-08 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-11-21 | 2018-11-23 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-09-21 | 2018-09-28 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-06-01 | 2017-06-09 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-09-22 | 2016-09-28 |