Qiwen Luo
羅綺雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qiwen Luo (羅綺雯), a licensed Representative with CE reference BIE311. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 6 - Advising on corporate finance. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-10-18 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2017-12-18 | 2021-09-03 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-15 | 2017-10-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-15 | 2017-10-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-09-15 | 2017-10-21 |