Hui (SFC:BIE088) Chen
陳慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui (SFC:BIE088) Chen (陳慧), a licensed former licensee with CE reference BIE088. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EQT Partners Asia Limited | Rep | Type 4 — Advising on securities | 2020-02-04 | 2023-03-01 |
| EQT Partners Asia Limited | Rep | Type 1 — Dealing in securities | 2020-01-29 | 2023-03-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2018-09-05 | 2019-12-19 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2018-09-05 | 2019-12-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-14 | 2018-07-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-14 | 2018-07-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-09-14 | 2018-07-19 |