Sum Kin Luk
陸琛健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sum Kin Luk (陸琛健), a licensed former licensee with CE reference BID698. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2023-10-16 | 2024-10-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-12 | 2023-10-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-12 | 2023-10-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-09-12 | 2023-10-02 |