Lu (SFC:BID335) Wang
王璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu (SFC:BID335) Wang (王璐), a licensed former licensee with CE reference BID335. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2019-01-10 | 2022-07-29 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-16 | 2022-07-29 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-18 | 2017-08-30 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-21 | 2016-11-14 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-21 | 2016-11-14 |