Wenyi He
和文怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenyi He (和文怡), a licensed Representative with CE reference BID174. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2019-09-03 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2019-09-03 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2019-09-03 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2019-09-03 | 2024-02-19 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2019-09-03 | 2024-02-19 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2019-09-03 | 2024-02-19 |
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2016-09-23 | 2019-08-02 |