Yang (SFC:BIC745) Xie
謝央
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BIC745) Xie (謝央), a licensed former licensee with CE reference BIC745. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-31 | 2017-08-16 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-31 | 2017-08-16 |