Yishu Wang
王亦舒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yishu Wang (王亦舒), a licensed former licensee with CE reference BIB432. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-12-28 | 2018-06-22 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-12-28 | 2018-06-22 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2017-12-28 | 2018-06-22 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-23 | 2017-10-27 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-23 | 2017-10-27 |