Helen Michelle Brand
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Helen Michelle Brand ( ), a licensed former licensee with CE reference BHY288. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-11-22 | 2018-11-26 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-04-16 | 2018-04-20 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-09-21 | 2017-09-26 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-08-19 | 2016-08-25 |