Nicholas Barrett Thompson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Barrett Thompson ( ), a licensed former licensee with CE reference BHY275. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-12 | 2017-02-24 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-12 | 2017-02-24 |