Sidi Wu
吳思迪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sidi Wu (吳思迪), a licensed former licensee with CE reference BHX712. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-14 | 2020-04-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-05-14 | 2020-04-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-08-08 | 2018-02-09 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2016-08-08 | 2018-02-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2016-08-08 | 2018-02-09 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2016-08-08 | 2018-02-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2016-08-08 | 2018-02-09 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2016-08-08 | 2018-02-09 |