Yue Guo
郭悅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue Guo (郭悅), a licensed Representative with CE reference BHX273. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-29 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-09-29 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-08-08 | 2021-06-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2016-08-08 | 2021-06-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2016-08-08 | 2021-06-25 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2016-08-08 | 2021-06-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2016-08-08 | 2021-06-25 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2016-08-08 | 2021-06-25 |