Siu Him Ng
吳兆謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Him Ng (吳兆謙), a licensed former licensee with CE reference BHW861. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-04-21 | 2017-10-20 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-01 | 2017-10-20 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-08-01 | 2017-10-20 |