Yuxi Tu
屠煜晞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuxi Tu (屠煜晞), a licensed former licensee with CE reference BHW846. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-02 | 2021-07-14 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-02 | 2021-07-14 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 - Asset management | 2019-04-02 | 2021-07-14 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-23 | 2019-03-01 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2016-08-08 | 2017-08-25 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2016-08-08 | 2017-08-25 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2016-08-08 | 2017-08-25 |