Li Ying Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Ying Lu ( ), a licensed former licensee with CE reference BHV405. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-26 | 2019-03-24 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-07-26 | 2019-03-24 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-26 | 2019-03-24 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2016-07-26 | 2019-03-24 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 - Asset management | 2016-07-26 | 2019-03-24 |