Yan (SFC:BHV329) Yu
遇言
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:BHV329) Yu (遇言), a licensed Responsible Officer with CE reference BHV329. Currently licensed at 1 firm(s): Heading Capital International Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Heading Capital International Limited 恒德投資國際有限公司 |
RO | Type 4 — Advising on securities | 2025-01-27 | present |
| Heading Capital International Limited 恒德投資國際有限公司 |
RO | Type 9 — Asset management | 2025-01-27 | present |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 9 — Asset management | 2018-04-27 | 2018-12-31 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-26 | 2018-12-31 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 4 — Advising on securities | 2017-01-26 | 2018-12-31 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-08 | 2018-12-31 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 — Advising on securities | 2016-11-08 | 2018-12-31 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-19 | 2016-11-08 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-19 | 2016-11-08 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 — Asset management | 2016-07-19 | 2016-11-23 |