Ke Xu
徐可
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ke Xu (徐可), a licensed former licensee with CE reference BHU228. This person has 3.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-07 | 2023-03-10 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-07 | 2023-03-10 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-13 | 2017-07-31 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-07-13 | 2017-07-31 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Ke Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.