Chao (SFC:BHT655) Lu
魯超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao (SFC:BHT655) Lu (魯超), a licensed former licensee with CE reference BHT655. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-06 | 2019-06-03 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-06-06 | 2019-06-03 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-07-11 | 2018-05-21 |